"Senators Elizabeth Warren and Tom Cotton sent aletter this week to Richard Ketchum, chairman of the Financial Industry Regulatory Authority, asking for answers about why widespread malfeasance by financial advisers, including bribery, forgery, and extortion, appears to be going unpunished by the regulators overseeing the industry. “[T]he evidence clearly shows that FINRA’s efforts to date have not been enough to address the incidence of misconduct among financial advisers,” the duo wrote. “Each day that FINRA fails to take stronger action is another day that working families will be exposed to an unacceptably high risk of financial adviser misconduct.”
Why Is Elizabeth Warren Working With a Pro-Trump Republican? | The Nation
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